Job Description

A leading multi-strategy investment management firm with over $3B in assets under management is seeking an  Investment Compliance Associate  to join its collaborative and high-performing compliance team.

Role Overview

The Trade Compliance Associate will play a key role in monitoring trading activity across multiple asset classes and jurisdictions. This individual will work closely with the trading, operations, and legal/compliance teams to ensure the firm’s investment activity adheres to internal policies, client guidelines, and global regulatory standards.

Key Responsibilities

• Monitor and resolve daily trade compliance alerts and exception reports in the firm’s order management system (OMS).
• Maintain restricted lists and oversee wall-crossing processes.
• Review investment guidelines and assist in coding rules into the OMS.
• Support the onboarding of new funds, accounts, and instruments within compliance systems.
• Track and escalate potential compliance breaches and coordinate remediation with relevant stakeholders.

Qualifications

• Experiemce in  investment compliance experience  within an asset management, hedge fund, or investment advisory firm.
• Experience with  Charles River, FlexTrade, or a similar OMS/OEMS  strongly preferred.
• Strong analytical mindset, high attention to detail, and excellent communication skills.
• Thrives in a rigorous, collaborative, and intellectually curious environment.

Compensation & Benefits

• Competitive base salary 
• Annual bonus and profit-sharing program.
• Best-in-class 401(k) match — 100% up to IRS limit.
• 100% employer-paid healthcare (medical, dental, vision).
• Complimentary on-site meals, fitness center, wellness benefits, and other perks.

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